NOMURA NOMURA ASSET MANAGEMENT

Documentation

ESG Statement

The Principles for Responsible Institutional Investors (Japan's Stewardship Code)

Nomura Asset Management accepted the Principles for Responsible Institutional Investors, Japan's Stewardship Code on 23rd May 2014.

The Principles for Responsible Investment (UN PRI)

Nomura Asset Management, including its international subsidiary companies, has agreed to the basic philosophy behind the United Nations-backed Principles for Responsible Investment ("UN PRI") and became a signatory to these principles on 1st March 2011.

The Principles for Financial Action Towards a Sustainable Society (Principles for Financial Action for the 21st Century)

The Principles for Financial Action towards a Sustainable Society (i.e., Principles for Financial Action for the 21st Century) have been established in Japan as a policy recommendation regarding the formulation of principles for financial institutions that are willing to take responsibility and play a necessary role in building a sustainable society.

Appropriate management practices of Investee Companies

Examples of Engagement